A local maximum is a point where a function value is greater than nearby values. A local minimum is smaller than nearby values. Derivatives identify candidates and help classify them.
Step 1: find critical numbers
Calculate f′(x). Critical numbers occur where f′(x)=0 or where the derivative is undefined while the original function is defined.
Step 2: use the first-derivative test
- If
f′changes from positive to negative,fhas a local maximum. - If
f′changes from negative to positive,fhas a local minimum. - If the sign does not change, the point is not a local extremum.
Worked example
Let f(x)=x^3-3x+1.
f′(x)=3x^2-3=3(x-1)(x+1)
The critical numbers are x=-1 and x=1. The derivative sign pattern is positive, negative, positive. Therefore:
x=-1gives a local maximum.x=1gives a local minimum.
Evaluate the original function:
f(-1)=3, so the local maximum point is(-1,3).f(1)=-1, so the local minimum point is(1,-1).
The second-derivative test
If f′(c)=0 and f″(c)>0, the graph is concave up and c is a local minimum. If f″(c)<0, the graph is concave down and c is a local maximum.
For the example, f″(x)=6x. Thus f″(-1)<0 confirms a maximum and f″(1)>0 confirms a minimum.
When the second-derivative test is inconclusive
If f″(c)=0 or does not exist, the test gives no conclusion. Return to the first-derivative sign test or use another argument. A stationary point can be an inflection point rather than an extremum.
Local versus absolute extrema
Local extrema compare nearby values. Absolute extrema compare all values on the domain or interval. On a closed interval, also evaluate the endpoints when searching for absolute maxima and minima.
Use the online analysis tools
The Graphing Calculator can display the curve and support point analysis. The Variation Table tool summarizes derivative signs and extrema in a structured table.
Common mistakes
- Reporting only the x-coordinate instead of the point.
- Assuming every solution of
f′(x)=0is an extremum. - Forgetting derivative-undefined critical points.
- Using the second-derivative test when
f″(c)=0. - Confusing local and absolute extrema.
Create a variation table for the worked example →
To extend the analysis to concavity, continue with first- and second-derivative analysis.